Translations for „distribution of securities“ in the English » German Dictionary

distribution of securities N FINMKT

Specialized Vocabulary

distribution of securities

Wertpapierverteilung f

Monolingual examples (not verified by PONS Editors)

English

Engaged in distribution of securities without filing a prospectus.

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Compensation includes commissions, discounts or other fees or payments of a similar nature, which result from a distribution of securities, regardless of what the payment is called.

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An issuer may not advertise or solicit investors directly or indirectly other than to inform them of the proposed distribution of securities and refer them to the registered funding portal.

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A distributor is an underwriter, broker, dealer, or other person who participates in the distribution of securities.

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